Privacy Policy

隐私政策

Privacy Policy Statement

私隐政策声明

1.  Our Pledge

我们的承諾

 

Among the most important assets of Noah Holdings (Hong Kong) Limited is the trust and confidence placed to properly handle information. The Privacy Policy Statement is provided to you pursuant to the Personal Data (Privacy) Ordinance of Hong Kong (the “PDPO”) in connection with your provision of personal data or information (“Data”) to Noah Holdings (Hong Kong) Limited (“Noah HK”, together with Noah Holdings Limited and its subsidiaries, “Noah Group”) from time to time when you download, install or use this APP and the services provided hereunder.

诺亚控股(香港)有限公司其中一项最重要的资产,就是客户对我们能妥善处理资料而给予的信任及信赖。《私隐政策声明》乃根据香港个人资料(私隐)条例(「条例」)而就阁下因下载、安装或使用本应用程式及其提供的服务向诺亚控股(香港)有限公司(「诺亚香港」,与诺亚控股有限公司及其附属公司,统称「诺亚集团」)不时提供个人资料或资讯(「资料」)而提供予阁下。

 

Noah HK pledges to safeguard your personal data by complying with the requirements of the PDPO as well as the relevant codes of practice and guidance notes issued by the Office of the Privacy Commissioner for Personal Data of Hong Kong. We will ensure that all our employees and third parties with permitted access to your personal data uphold these obligations.

诺亚香港承诺透过遵守条例的要求及由香港个人资料私隐专员公署所发出的相关实务守则及指引去保障阁下的个人资料。我们会确保我们的雇员及被许可浏览阁下的个人资料的第三者维护这些责任。

 

2.  Collection of Personal Data

个人资料的收集

 

(a) From time to time, it is necessary for you to supply Noah HK with Data in connection with matters including, but not limited to, the opening or continuation of the account, the provision of services to you and compliance with applicable laws.

阁下须不时就不同事项(例如开立账户或继续运作、向阁下提供服务或遵从法律或监管或其他当局所颁布任何指引)而向诺亚香港提供资料。

(b) The kinds of Data that may be collected includes, but is not limited to, your name, gender, address, occupation, contact details, date and place of birth, nationality, identity card or passport details, financial status, tax information, educational and marital status, employment information, biometric credential(s) (including without limitation fingerprint(s), facial map(s) or any other biometric Data as approved by Noah HK from time to time), and technical information about your mobile device (including but not limited to hardware device model、device identification code (such as IMEI / android ID), unique device identifier, and operation logs related to the APP service), operation system and application software, IP address or location.

(c)  被收集的信息种类包括但不限于阁下名称、性别、地址、职业、联系方式、出生日期和地区、国籍、身份证或护照信息、财务情况、税务信息、教育和婚姻状况、雇佣信息、生物识别凭据(包括但不限于指纹、面貌特征或其他由诺亚香港不时认可的生物特征)及定期收集的阁下流动装置的技术资料(包括但不限于,硬件设备型号、设备识别码(如IMEI/android ID)、唯一设备标识符、与APP服务相关的操作日志)、运作系统及程序软件、网络地址及位置。

(d) Failure to supply such Data may result in Noah HK being unable to open an account or continue to provide services to you or unable to comply with any laws or regulations or guidelines and codes issued by regulatory or other authorities.

若未能提供该等资料,有可能会导致诺亚香港无法为阁下开立账户或继续向阁下提供服务,又或无法遵从法律或监管或其他当局所颁布的任何指引及守则。

(e) It is also the case that Data is collected from you in the ordinary course of the continuation of your relationship with Noah HK, for example, when you open an account, transfer funds, effect transactions, attend seminar/events, participate in online activities or generally communicate verbally or in writing with Noah HK.

在延续阁下与诺亚香港的关系的日常业务过程中亦会向阁下收集资料,例如在阁下开立账户、转账、进行交易、出席研讨会╱活动、参与网上活动,或与诺亚香港进行一般口头或书面通讯。

(f) Noah HK may also collect additional Data from the APP, the Data includes but not limited to:

诺亚香港可能从本应用程式上收集额外资料,该等资料包括但不限于:

(i)  The IP address of the user’s personal computer, the country from which the inquiry is made, the web pages visited, the time spent and type of internet browser.

浏览者个人计算机的讯息处理机地址、提出查询所在国家、曾经浏览之网页、浏览网页之时间及浏览器之类型;

(ii)  Certain Data of the user (e.g. name, age, gender and occupation etc), contact details, client identification information, electronically encrypted security passcode, for that client and information regarding holdings in funds offered or distributed by Noah HK, whether the user elects to receive the information and the types of the information.

浏览者的若干个人资料(例如浏览者之姓名、年龄、性别、职业等)、联络资料、客户识别资料、电子加密处理保安密码、有关所持由诺亚香港发售或分销之基金的资料、浏览者是否希望收到信息及希望收到信息的类型。

(g)  Apart from the security passcode (if any), Data collected at the APP is not electronically encrypted.

除保安密码外(如有),于任何本应用程式所收集之个人资料皆不会被电子加密处理。

 

3.  Use of “Cookie”

“Cookies” 的使用

 

"Cookies" are small text files stored automatically in your browser and is accessible by Noah HK through this website. Cookies can make the website more useful by storing information about user preferences on particular websites, thus enabling better online service experience. “Cookies” allows Noah HK to identify your computer and find out details about your last visit.

“Cookies” 乃自动记存于阁下计算机浏览器的小型文本文件,诺亚香港可透过本应用程式存取“Cookies”,让本应用程式知道哪些网页较受欢迎,以便为用户营造更理想的在线体验。诺亚香港亦可透过“Cookies”识别阁下的计算机,并找出有关阁下上次来访本应用程式的资料。

(a) Cookies helps Noah HK recognize you as a unique visitor when you return to this website, allowing Noah HK to tailor your online experience.

“Cookies”协助诺亚香港将阁下识别为特定的访客,在阁下重返本应用程式时,容许诺亚香港为阁下制定度身订造的网上体验。

(b) Cookies enable Noah HK to measure and understand how visitors use the APP, driving improvement.

诺亚香港可藉此统计及了解访客怎样使用本应用程式,并作出改善。

(c) Noah HK might store information entered in tools, such as calculators or demonstrations on the APP. This information may need to be temporarily stored to deliver these types of services efficiently and is not used for any other means.

诺亚香港可能会储存阁下输入的信息,例如本应用程式上的计算器或示范工具。系统需要暂时储存这些信息,以便有效提供有关服务,资料不会用作其他用途。

 

Noah HK cannot directly access information stored on your hard drive, nor identify your personal identity through data collected from “cookies”. If you are not willing to accept "cookies", you can change the settings of the APPto disable "cookies". If you choose not to allow “cookies”, the quality of your browsing experience may be reduced.

诺亚香港不能直接取得阁下储存于流动装置的资料,或透过“cookies”所收集的信息识别阁下的个人身分。倘阁下不愿意接受“cookies”, 可更改本应用程式的设定而使“cookies”失效。若阁下选择不允许使用“cookies”,可能会影响阁下的浏览体验。

 

4.  Restricted disclosure

限制披露

 

Noah HK will not disclose the information provided to any third party except with your consent or as permitted or required by law.

除非已获阁下同意或在法例所容许或要求下,诺亚香港不会将阁下提供的资料向任何第三者披露。

 

5.  Security of the information

资料安全保障

 

Noah HK only allows authorized persons to access the information provided to ensure that such information will not be used for unauthorized purposes or altered or deleted accidentally. Noah HK also adopts encryption technology to protect the transmission of your sensitive Data.

诺亚香港只容许获授权的员工查阅阁下所提供的资料,以确保该等资料不会被用作未经许可的用途,或被意外地更改或删除。诺亚香港亦采用加密技术以保障阁下敏感性个人资料的传送。

 

6.  Data retention period

个人资料的保留

 

Noah HK will keep records of all online transactions for verification and auditing purposes. Such information will be destroyed when they are no longer required by Noah HK.

诺亚香港将保留所有网上交易的记录作核实及稽查之用。当不再需要该等资料时,诺亚香港将销毁该等资料。

 


 

Personal Information Collection Statement

《个人资料收集声明

 

Among the most important assets of Noah Holdings (Hong Kong) Limited is the trust and confidence placed to properly handle information. The Privacy Policy Statement is provided to you pursuant to the Personal Data (Privacy) Ordinance of Hong Kong (the “PDPO”) in connection with your provision of personal data or information (“Data”) to Noah Holdings (Hong Kong) Limited (“Noah HK”, together with Noah Holdings Limited and its subsidiaries, “Noah Group”) from time to time when you download, install or use this APP and the services provided hereunder.

诺亚控股(香港)有限公司其中一项最重要的资产,就是客户对我们能妥善处理资料而给予的信任及信赖。《个人资料收集声明》 乃根据香港个人资料(私隐)条例(「条例」)而就阁下因下载、安装或使用本应用程式及其提供的服务向诺亚控股(香港)有限公司(「诺亚香港」,与诺亚控股有限公司及其附属公司,统称「诺亚集团」)不时提供个人资料或资讯(「资料」)而提供予阁下。

This statement provides you with notice as to why your personal data is collected, how it is intended to be used, to whom your personal data may be provided to and how to access, review and amend your personal data.

本声明旨在向阁下阐释收集阁下个人资料的原因、资料的拟定用途、可能获提供阁下 资料的有关方,以及有关查阅、检视及更正阁下个人资料的方法。

 

1.  Collection of Personal Data

个人资料收集

 

For the purpose of complying with law, regulation and regulatory provision, or  to provide you with various products and services, or in order to contact or communicate with you, and develop our relationship with you, we may receive and keep the personal information provided by yourself , or, according to law, regulation, regulatory provision, your authorization or consent to collect, enquire, and verify your personal information from/with members of the Noah Group or other third parties (including but not limited to credit reference agencies, information service providers, relevant authorities, employers, counterparties, contact persons and other entities/individuals). 

为了遵守法律法规和监管规定,向阁下提供各类产品及服务,与阁下进行联络、沟通或维护与阁下的关系,我们会接收或留取阁下主动提供的个人信息,或依据法律法规、监管规定或阁下/的授权或同意,通过适当方式向诺亚集团成员或其他第三方(包括但不限于征信机构或信息服务提供商、相关的权力机关、交易相对方、联系人及其他机构/人士)收集、查询、核实阁下及相关方的个人信息。

 

The personal information Noah HK so collect may be in paper, electronic or any other forms.

诺亚香港收集的个人信息可能包括纸质、电子或其他任何形式的信息如下:

 

When you visit, browse, use our APP a visitor - Noah HK may collect information about the browser or device you use (such as IP address, operating system, and browser version), your browsing actions and patterns. We use cookies and other similar technologies to collect above information. You may disable cookies by changing your settings.

当阁下以访客的身份访问、浏览、使用本应用程式 - 诺亚香港会自动收集有关阁下的流动装置(或电脑)设备信息(包括IP地址、操作系统和浏览器版本)、浏览行为和模式的信息。我们通过使用Cookies和其他类似技术来收集前述信息,阁下可以选择变更设置禁用Cookies。

 

When you are our prospect or existing individual client - in order for Noah HK to provide you with relevant products/services, we may collect the following information upon your consent or authorization:

当阁下申请或已经成为诺亚香港的客户 – 诺亚香港将根据阁下的授权或同意,为向阁下提供相关产品/服务,可能会向阁下收集下述个人信息:

 

(a)  Personal identity information - including but not limited to the name, gender, nationality, citizenship, registered residence (Hu Kou), ethnic, type/number/validity period of ID certificate, occupation, education, diploma, working experience, telephone number, e-mail, contact information, age, birth date, place of birth, marital status, family status, place of residence, work address, photo, social security information, personal virtual identity and authentication information, any relationship with politically exposed person and relevant information.

个人身份信息 - 包括但不限于个人姓名、性别、国籍、公民身份、户口、民族、身份证件种类、号码及有效期限、职业、教育背景、学历、工作经历、电话号码、电子邮箱、联系方式、年龄、出生日期、出生地、婚姻状况、家庭状况、住址、工作单位地址、照片、社会保险信息,个人虚拟身份标识和鉴别信息以及是否与政要或国际组织高级管理人员有关及相关信息。

(b)  Personal property information - including but not limited to the personal income, real property, movable property (e.g. vehicle, financial assets, etc.), indebtedness, investment, tax-paid amount, tax residence, taxpayer identification number, amount paid for the provident fund.

个人财产信息 - 包括但不限于个人收入状况、拥有的不动产状况、拥有的动产(如车辆、金融资产等)状况、负债状况、投资情况、纳税额、税务居民身份、纳税人识别号、公积金缴存金额。

(c)  Personal biometrics information - including but not limited to the signature, handwriting, portrait, fingerprint, voice, face recognition information.

个人生物特征信息 -包括但不限于签字、笔迹、肖像、指纹、声音、人脸识别信息。

(d)  Personal account information - including but not limited to the account number, time of account opening, account balance, account transaction information.

个人账户信息 - 包括但不限于账号、账户开立时间、账户余额、账户交易情况等。

(e)  Transaction or risk preference - including but not limited to risk appetite, investment intention, investment goal, knowledge and experience.

个人交易或风险偏好 - 包括但不限于风险承受能力,投资意愿、目标、知识和经验。

(f)  Technical information stored in mobile device - including but not limited to hardware device model、device identification code (such as IMEI / android ID), unique device identifier, and operation logs related to the APP Service), operation system and application software, IP address or location, that is gathered periodically to facilitate the provision of software updates, product support, and other services (if any) related to, or in connection with, the APP Service.

个人流动装置的技术资料 - 包括但不限于硬件设备型号、设备识别码(如IMEI/android ID)、唯一设备标识符、与本应用程式相关的操作日志、运作系统及程序软件、网络地址及位置,以便提供涉及或与本应用程式有关的软件更新,产品支持和提供其他服务(如有)。

When using the APP service by mobile device - Noah HK may collect (i) phone storage  (ii) location data, (iii) microphone, (iv) camera, (vi) calendar and (vii) biometric authentication module. If you do not allow Noah HK to use the information in the above manner, you may at any time change the setting of the mobile devices or uninstall the APP. In such event, you may only be able to partially use or may not be able to use the APP.

当阁下使用流动装置获取本应用程式服务 - 诺亚香港将收集(i)手机存储权限、(ii)位置资料、(iii)麦克风、(iv)相机、(vi)曰历; 及(vii)生物认证模块。若阁下不欲诺亚香港透过前述方式使用资料,阁下可随时更改流动装置的设定。在此情况下,阁下将不能享用本应用程式的全部服务或只能享用部分的服务。

 

Apart from the above, the Data may also be collected from you in the ordinary course of your relationship with Noah HK including, but not limited to, when you download, install or use this APP and the services provided hereunder, use the website, cookies and online services of Noah HK, open and maintain the account, transfer funds, give instructions, effect transactions, attend seminars and events, participate in online activities, or communicate verbally or in writing with Noah HK.

除此以外,信息亦有可能在阁下与诺亚香港的日常关系过程中从阁下收取,包括但不限于阁下下载、安装或使用本应用程式及其提供的服务、使用诺亚香港的网上服务、cookies及网上服务、开立及维持账户、转移资金、作出指令、交易生效、参加会议和活动、参加线上活动或与诺亚香港进行口头或书面通讯。

To facilitate the data management, the Data collected via APP will be stored in the Noah Group Data Centre located in People's Republic of China, a duplicate copy of the foregoing Data will also be simultaneously transmitted to the Noah HK Data Centre.

出于数据管理的需要,本应用程式所收集的个人资料将储存在位于中华人民共和国内地诺亚集团公司的数据中心,该等个人资料并会同步传输至诺亚香港的数据中心。

 

2.  Protection of Personal Data

个人资料的保安

 

Noah HK takes all reasonably practicable means to protect the Data, such as, by restricting the access of Data by authorized personnel only and incorporating security measures into equipment in which Data is held. Encryption technology is employed for sensitive data transmission. If Noah HK engages data processors to handle or process personal data on the Noah HK’s behalf (whether within or outside Hong Kong), Noah HK would adopt contractual or other means to prevent any unauthorised or accidental access, processing erasure, loss or use of the transferred data by the data processors.

诺亚香港采取所有合理可行的措施保护所有个人资料,例如:个人资料只准许获授权之员工查阅,以及在资料存置设备实施保安措施。在传送敏感性的个人资料时,诺亚香港采用加密法技术以保障资料安全。如诺亚香港聘用资料处理者以代处理个人资料(不论是在香港或香港以外地方),诺亚香港将透过合约规范或其他方法,防止转移予该资料处理者的个人资料未获授权或意外地被查阅、处理、删除、遗失或使用。

 

The records of your Data will be stored in secured places with restricted access. The authorized personnel of Noah HK or its affiliates (who have been trained in personal data handling and protection) will only access and process the Data on a "need-to-know" basis.

阁下资料的记录将存储在限制访问的安全地点。诺亚香港或其关联方的授权人员(已接受过有关个人资料处理及保障的培训)只会取「有需要知道」的原则查阅及处理阁下资料。

 

3.  Authorisation of Disclosure by Noah HK 诺亚香港的授权披露

 

You hereby authorise Noah HK to supply to its affiliates with all Data relating to you or your account with Noah HK. Failure to supply such Data may result in Noah HK being unable to open an account or continue to provide services to you or unable to comply with any laws or regulations or guidelines and codes issued by regulatory or other authorities.

阁下特此授权诺亚香港向其关联方提供其在诺亚香港开设的账户所有有关资料。若未能提供该等资料,有可能会导致诺亚香港无法为阁下开立账户或继续向阁下提供服务,又或无法遵从法律或监管或其他当局所颁布的任何指引及守则。

 

4.  Use of Personal Data个人资料的使用

 

4.1  Users of personal data个人资料的使用者

 

You confirm for yourself that all personal data concerning you may be used by any of the following companies or persons: Noah HK and its affiliates, any director, officer or employee of Noah HK and its affiliates, only in the course of business; or any person(such as lawyers, advisers etc.) authorised by the forgoing, only in the course of business.

阁下自行确认,所有与阁下有关的个人资料均可由以下任何公司或个人使用:在业务过程的诺亚香港及其关联方,或其任何董事,职员或雇员,或上述人员在业务过程授权的任何人员(如律师,顾问等)。

 

4.2  Purpose of use 使用目的

 

Your Data may be used are as follows:

阁下的资料可能会被用作下列用途:

 

a)  processing applications for account opening and/or other financial services and facilities;

处理账户开立和/或其他金融服务及融资的申请;

b)  daily operation of the account and/or other financial services and facilities provided to you and relating to any transactions you may undertake;

账户的日常操作及/或向阁下提供的与其进行的任何交易相关的其他金融服务及融资;

c) marketing services, products and other subjects (please see further details in paragraph 5 below);

推广服务、产品及其他目标(详情请参阅以下第5段);

d) complying with any law, regulation, guideline, court order or order of a regulatory body;

遵守任何法律、法规、准则、法院命令或监管机构的命令;

e) complying with any obligations, requirements, policies, procedures, measures or arrangements for sharing data and information within Noah Group and/or any other use of data and information in accordance with any group-wide programmes for compliance with sanctions or prevention or detection of money laundering, terrorist financing or other unlawful activities;

遵守为符合制裁或预防或侦测清洗黑钱、恐怖分子融资活动或其他非法活动的任何方案而于诺亚集团内共享资料及/或资料及信息的任何其他使用而指定的任何义务、要求、政策、程序、措施或安排;

f) exchanging information with Noah HK and any financial institution and entities with whom the Noah HK provides affinity;

与诺亚香港及任何诺亚香港提供的金融机构交换信息;

g)  compiling statistical information and client profiles;

编制统计信息和客户概况;

h)  new or existing client verification procedures and ongoing account administration;

新客户或现有的客户验证程序和持续的账户管理;

i)  updating, comparing and/or verifying any and all of your Data that may be held by any member of Noah Group or agents of Noah Group; or

更新、比较和/或验证由诺亚集团公司或代理商可能持有的任何或所有有关阁下的资料; 或

j) any other purposes relating to or in connection with the business or dealings of Noah HK and its affiliates and purposes relating thereto.

与诺亚香港或其关联方的业务或交易有关的任何其他目的和与此相关的目的。

 

4.3  Provision of information to other users向其他用户提供信息

 

Data held by Noah HK relating to you will be kept confidential but Noah HK may provide and disclose such information to the following parties (whether within or outside Hong Kong) for the purposes set out in paragraph 4.2 above:

诺亚香港会将阁下的资料保密,但诺亚香港可能会把有关资料提供及披露给下述各方(包括在香港特别行政区以内或以外的地方)以作第4.2段列出的用途:

 

a) any agent, contractor or third party service provider who provides administrative, telecommunications, electronic fund transfer service, computer, payment, debt collection or other services to Noah HK in connection with the operation of its business;

任何提供行政、电讯、电子资金转账服务、计算机、付款、收账或其他和诺亚香港业务运作有关的服务的中间人、承包商或第三者服务供货商;

b) any branch, subsidiary, holding company, associated company or affiliate of Noah HK;

诺亚香港的任何分行、附属公司、控股公司、有联系公司或相关联成员;

c)  any other person under a duty of confidentiality to Noah HK including any member of Noah Group which has undertaken to keep such information confidential;

任何对诺亚香港有保密责任的人,包括对诺亚香港承诺将资料保密的诺亚集团公司;

d)  any person to whom Noah HK or any member of Noah Group is under an obligation or otherwise required to ake disclosure under the requirements of any law binding on or applying to Noah HK or any member of Noah Group, or any disclosure under and for the purposes of any guidelines or guidance given or issued by any legal, regulatory, governmental, tax, law enforcement or other authorities, or self-regulatory or industry bodies or associations of financial services providers with which Noah HK or any member of Noah Group is expected to comply, or any disclosure pursuant to any contractual or other commitment of Noah HK or any member of Noah Group with local or foreign legal, regulatory, governmental, tax, law enforcement or other authorities, or self-regulatory or industry bodies or associations of financial services providers, all of which may be within or outside Hong Kong and may be existing currently and in the future;

诺亚香港或其任何诺亚集团公司根据对诺亚香港或其任何诺亚集团公司具法律约束力或适用的任何法律规定,或根据及为符合任何法律、监管、政府、税务、执法或其他机关,或金融服务供货商的自律监管或行业组织或协会作出或发出的并期望诺亚香港或其任何诺亚集团公司遵守的任何指引或指导,或根据诺亚香港或其任何诺亚集团公司向本地或外地的法律、监管、政府、税务、执法或其他机关,或金融服务供货商的自律监管或行业组织或协会的任何合约或其他承诺 (以上不论于香港特别行政区境内或境外及不论目前或将来存在的);

e) third party financial institutions, insurers, credit card companies, securities and investment service providers;

第三方金融机构、保险商、信用卡公司、证券及投资服务供货商;

f) third party reward, loyalty, co-branding and privileges programme providers;

第三方回赠、奖励或优惠计划供货商;

g)  co-branding partners of Noah HK and any member of Noah Group (the names of such co-branding partners can be found in the Application Form(s) for the relevant services and products, as the case may be); or

诺亚香港及任何诺亚集团公司的联营伙伴(该等联营伙伴的名称及产品载于申请表中,视乎情况而定); 或

h) external service providers (including but not limited to mailing houses, telecommunication companies, telemarketing and direct sales agents, call centres, gift redemption centres, data processing companies and information technology companies) that Noah HK engages for the purposes set out in paragraph 4.2.

诺亚香港为 4.2段所列出的任何用途而聘用的外聘服务供货商(包括但不限于代客寄件中心、电讯公司、电话推广及直销公司、通讯中心、资料处理公司及信息科技公司)。

 

Such information may be transferred to a place outside Hong Kong.

该等资料可能被转移至香港境外。

 

5.  Direct Marketing Consents 在直接促销中使用资料

 

Noah HK intends to use your Data in direct marketing and Noah HK requires your consent (which includes an indication of no objection) for that purpose. In this connection, please note that:

诺亚香港拟把阁下资料用于直接促销,而诺亚香港为该用途须获得阁下同意(包括不反对的表示)。就此,请注意:

 

a)  your name, contact details, products and services portfolio information, transaction pattern and behaviour, financial background and demographic data  held by Noah HK from time to time may be used by Noah HK or any member of Noah Group in direct marketing.

诺亚香港或诺亚集团公司可能把诺亚香港不时持有的阁下姓名、联络资料、产品及服务组合资料、交易模式及行为、财务背景及人口统计资料用于直接促销。

b) the following classes of services, products and subjects may be marketed:

可用作促销下列类别的服务、产品及促销目标:

(i) financial, insurance, credit and related services and products;

金融,保险,信贷及相关服务和产品;

(ii) reward, loyalty, co-branding or privileges programmes and related services and products; or

奖赏、客户或会员或优惠计划及相关服务及产品; 或

(iii) services and products offered by Noah HK’s co-branding partners (the names of such co-branding partners can be found in the application form(s) for the relevant services and products, as the case may be).

诺亚香港机构合作品牌伙伴提供之服务及产品(该等合作品牌伙伴名称会于有关服务及产品的申请表格上列明,视乎情况) )。

c) the above services, products and subjects may be provided or (in the case of donations and contributions) solicited by Noah HK and/or:

上述服务、产品及促销目标可能由诺亚香港及/或下列各方提供或(就捐款及捐赠而言)征求:

(i) third party financial institutions, insurers, securities and investment service providers;

第三方金融机构、承保人、证券及投资服务供货商;

(ii) third party reward, loyalty, co-branding or privileges programme providers; or

第三方奖赏、客户或会员、合作品牌或优惠计划供货商; 或

(iii)  co-branding partners of Noah HK and/or any member of Noah Group (the names of such co-branding partners can be found in the Application Form(s) for the relevant services and products, as the case may be).

诺亚香港或诺亚集团公司合作品牌伙伴(该等合作品牌伙伴名称及有关服务及产品会于申请表格上列明,视乎情况)。

d) In addition to marketing the above services, products and subjects itself, Noah HK also intends to provide the Data described in paragraph 5b) above to all or any of the persons described in paragraph 5c) above for use by them in marketing those services, products and subjects, and Noah HK requires your written consent (which includes an indication of no objection) for that purpose.

除由诺亚香港促销上述服务、产品及促销目标以外,诺亚香港亦拟将以上5b)所述的资料提供予以上第5c)段所述的全部或任何人士,以供该等人士在促销该等服务、产品及促销目标中使用,而诺亚香港为此用途须获得阁下书面同意(包括不反对的表示)。

e) Noah HK may receive money or other property in return for providing the Data to the other persons in paragraph 5d) above and, when requesting your consent or no objection as described in paragraph 5d) above, Noah HK will inform you if it will receive any money or other property in return for providing the Data to the other persons.

诺亚香港可能因如以上第5d)段所述将资料提供予其他人士而获得金钱或其他财产的回报。如诺亚香港会因提供资料予其他人士而获得任何金钱或其他财产的回报,诺亚香港会于以上第5d)段所述征求阁下同意或不反对通知阁下。

 

If you do not wish Noah HK, to use or provide to other persons your Data for use in direct marketing as described above, you may exercise your opt-out right by notifying Noah HK.

如阁下不希望诺亚香港如上述所述使用其资料或将其资料提供予其他人士作直接促销用途,阁下可通知诺亚香港行使其选择权拒绝促销。

 

6.  Rights of Access and Correction 访问和更正的权利

 

The Data collected may be maintained for such period of time required under applicable laws and as otherwise needed to fulfil the purposes set out in paragraph 4 above. Data held by Noah HK relating to you will be kept confidential and Noah HK will take all reasonable measures to ensure that Data is kept secured against unauthorized access, loss, disclosure and destruction. Noah HK may provide the Data to the following persons, whether inside or outside of Hong Kong, for the purposes set out in paragraph 4 above and you consent to any such use or transfer:

被收集的资料将按照适用法规定的时间进行保存或者为满足上述第4段中所列的目的所需的时间进行保存。诺亚香港持有的阁下相关信息将被保密,且诺亚香港将采取一切合理的措施确保该等信息存放安全,防止未经授权的使用、丢失、披露或毁损。诺亚香港可就上述第4段所列明的目的向下述人士(无论其是否位于香港境内)提供信息,且阁下同意该等信息使用及转移:

a) the ultimate holding company of Noah HK, its subsidiaries, representative offices, associated companies and affiliates;

诺亚香港的最终控股公司,其子公司、代表处、附属公司及关联方;

b)  the service providers and agents of Noah HK;

诺亚香港的服务提供商及代理人;

c) any agent, contractor or third party service provider who provides administrative, research, design, launch, digital or telecommunications, clearing and settlement or other services to Noah HK in connection with its business;

向诺亚香港提供行政管理、研究、设计、发行、数字或电子通讯、结算及交割或与诺亚香港业务有关的其他服务的代理人、合同方或第三方服务提供商;

d) the employees, officers and directors of each of Noah HK and all the persons set out in a) above;

诺亚香港及上述a) 列明各人士各自的雇员、工作人员及董事;

e)  any relevant Issuer, its delegate or holding company;

任何相关发行人或其授权代理人或控股公司;

f) any person (including, but not limited to, any governmental or regulatory authority or court of competent jurisdiction) entitled thereto by applicable laws or in response to a regulatory request;

根据适用法或为履行监管要求而获授权的人士(包括但不限于任何政府或监管机关,或有权司法管辖区的法院);

g)  any person to whom the business of Noah HK may be sold; or

诺亚香港可能向其出售业务的任何人士; 或

h) external service providers of Noah HK (including, but not limited to, printing houses, mailing houses, digital or telecommunication companies, data processing companies, storage companies, and information technology companies) that Noah HK engages for the purposes of direct marketing.

诺亚香港为直接营销而聘请的诺亚香港的外部服务提供商(包括但不限于印刷机构、邮寄机构、数字或电子通讯公司、资料处理公司、仓储公司及信息技术公司)。

 

Under the PDPO, you have the right to:

根据《私隐条例》,阁下有权:

 

a) check whether Noah HK holds Data about you and access such Data;

核查诺亚香港是否持有阁下信息及查阅相关信息;

b) require Noah HK to correct any Data relating to you which is inaccurate; and

要求诺亚香港更正不正确的阁下信息; 及

c) ascertain Noah HK's policies and practices in relation to Data and to be informed of the kinds of Data held by Noah HK; and

知悉与该等信息有关的诺亚香港的政策及操作并获知诺亚香港所持有的信息种类;及

d) object to the use of your Data for direct marketing purposes. Following the receipt of such objection, Noah HK shall not use your Data for direct marketing purposes. In accordance with the PDPO, Noah HK has the right to charge a reasonable fee for the processing of any data access request.

拒绝将阁下信息用于直接营销目的。诺亚香港应于收到该等拒绝后停止将阁下信息用于直接营销目的。按照《私隐条例》,诺亚香港有权处理阁下信息查阅的请求收取合理的费用。

 

7.  Closing Client Account

注销账户

 

For the Noah HK client who would like to cancel his/her APP membership, the client may contact the Noah HK customer hotline (+852-3700 1997)or the relationship manager to arrange accordingly. No asset, no pending transfer and no fund held in account (which means no cash held in client’s Noah Nominee account) are the conditions for closing client account.

若已经登记成为诺亚香港的客户计划注销其在本应用程式的会员账户,则可以通过致电诺亚香港客服电话(+852-3700 1997)或联系其理财师要求办理。诺亚香港的客户注销本应用程式会员账户的前提条件是:无存续产品、无在途交易、无现金余额(即在诺亚托管账户无余额)。

 

8.  Contact Person 联系人

The person to whom requests for access to data or correction of data or for information regarding policies and practices and kinds of data held are to be addressed is as follows:-

任何关于资料查阅或改正资料,或关于资料政策及实际应用或资料种类的要求,请联络 :-

 

Compliance Department

Noah Holdings (Hong Kong) Limited

34/F, Tower Two, Times Square, 1 Matheson Street, Causeway Bay, Hong Kong

合规部门

诺亚控股(香港)有限公司

香港铜锣湾勿地臣街一号时代广场第二座34楼

 

9.  Applicability 适用

This statement applies to all transactions entered into by you with or through Noah HK, whether before or after the date of this statement.

本声明适用于阁下通过或通过诺亚香港签订的所有交易,不论是在本声明之日还是之后。